A federal court in Salt Lake City has frozen various assets of three participants in two cryptocurrency schemes that netted more than $12 million, according to the SEC.

John Streur said his responsible-investing firm, one of the industry’s oldest, will make a greater push to press companies to publicly disclose data on racial diversity and expects to see transparency within the next 12 to 18 months.

Wirecard AG’s headquarters were searched Friday morning by German prosecutors as part of a probe involving the company’s senior management.

Nasdaq Inc. and the New York Stock Exchange won an appeals court ruling forcing the U.S. Securities and Exchange Commission to reconsider its 2018 finding that stock exchanges had failed to justify fee increases for market data.

The U.S. Securities and Exchange Commission barred Steele Financial Inc. from the securities industry as the District Court for the Southern District of Indiana entered a final judgment against the investment advisory firm, and its sole owner, Tamara Steele.

UBS Group AG is working on plans to bring back traders and other staff in risk-related roles to its New York locations starting this month, the latest bank to allow key workers to return after the pandemic.